Profile cover photo
You're now following
Error following user.
This user does not allow users to follow them.
You are already following this user.
Your membership plan only allows 0 follows. Upgrade here.
Successfully unfollowed
Error unfollowing user.
You have successfully recommended
Error recommending user.
Something went wrong. Please refresh the page and try again.
Email successfully verified.
User Avatar
$25 USD / hour
Flag of FRANCE
paris, france
$25 USD / hour
It's currently 1:30 AM here
Joined March 28, 2020
0 Recommendations

Régis B.

@RegisGB

0.0 (0 reviews)
0.0
0.0
0%
0%
$25 USD / hour
Flag of FRANCE
paris, france
$25 USD / hour
N/A
Jobs Completed
N/A
On Budget
N/A
On Time
N/A
Repeat Hire Rate

Experienced Compliance Officer

Experienced in operational risk management, market abuse compliance, AML compliance, financial auditing, with a good understanding of corporate financial management and regulations. Analytical thinker, endowed with natural inquisitiveness and a global mindset. Trustworthy, team player, able to recognize and respond to diverse thinking styles, learning styles and cultural qualities. Strong experience in writing, mostly corporate policies, procedures and regulatory reports.

Contact Régis B. about your job

Log in to discuss any details over chat.

Reviews

Changes saved
No reviews to see here!

Experience

Compliance officer

confidential
Feb 2018 - Present
• Driving Compliance governance throughout awareness meetings, organizing training sessions, and sharing regulatory updates/reports and relevant external events to other business units. • Ensuring the periodic review of the procedural corpus and its adherence to regulatory requirements and group policies. • Drafting and consolidation of regulatory reports (major contributions for the RACI and RACI LCB-FT).

Chief Control Office analyst

HSBC
Oct 2017 - Dec 2018 (1 year, 2 months)
• Providing advisory and support to business services in order to implement HSBC’s risk culture. • Reviewing the appropriateness and frequency of control monitoring. • Performing control testing (walkthroughs and samplings) and risk reviews of key risks within high impact end-to-end processes. Validating the design and operating effectiveness of the controls.

Compliance Officer

HSBC
May 2015 - Feb 2016 (9 months, 1 day)
• Conducting strict due diligences on prospective partners. Controlling transactions’ flows with high risk countries (more than 100 per month); • Reviewing and approving controls and processes performed by the businesses (10-25 KYC files on a weekly basis); • Performing enhanced analysis on potential special interest persons and close associates (over 1500 audit trails generated). • Training and management of the new task force.

Education

Master of Business Administration

INSEEC, France 2012 - 2016
(4 years)

Contact Régis B. about your job

Log in to discuss any details over chat.

Verifications

Preferred Freelancer
Identity Verified
Payment Verified
Phone Verified
Email Verified
Facebook Connected
Previous User Next User
Invite sent successfully!
Thanks! We’ve emailed you a link to claim your free credit.
Something went wrong while sending your email. Please try again.
Registered Users Total Jobs Posted
Freelancer ® is a registered Trademark of Freelancer Technology Pty Limited (ACN 142 189 759)
Copyright © 2024 Freelancer Technology Pty Limited (ACN 142 189 759)
Loading preview
Permission granted for Geolocation.
Your login session has expired and you have been logged out. Please log in again.